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Banking Finance & Securities

9 item(s) found
  • Webinar
  •  Aug 6 '18, 13:00 EDT
  •  1.0 CLE, 1.2 CPE, 1.0 General COA

Join us for a look at the current tax and regulatory landscape of Bitcoin and other cryptocurrencies. You'll get a user-friendly overview of the history and underlying technology behind Bitcoin, insights on emerging trends and unresolved issues, and the impact on tax compliance and enforcement.
 

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  • On-demand
  •  1.0 General COA, 1.0 CLE

On May 23, Bloomberg Law will convene its Leadership Forum, the premier event for legal industry leaders to come together and understand how global economic and regulatory changes impact their business.  A key piece of this unique conversation is understanding the top global regulatory issues impacting counsel today and how to manage these changing regulations effectively and efficiently.

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  • On-demand
  •  1.0 HRCI, 1.0 General COA, 1.0 SHRM

In successfully operating a professional services organization, leaders must take conscious initiatives to manage their resources effectively, particularly as the competitive landscape has changed.  These business leaders often struggle to streamline their processes surrounding management of their financial assets, their human capital, and their day-to-day operations while still maintaining a meaningful profit margin.

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  • On-demand
  •  1.0 General COA, 1.0 CLE

Under the Trump Administration, there has been a significant amount of change, evolution, and speculation about the trajectory of current and proposed regulation. Your business must be prepared to comply in this era of uncertainty while still maintain efficiency in its ability to comply.  How can legal and compliance leaders keep up with ever-changing regulations and quickly yet effectively ensure compliance?

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  • On-demand
  •  COA, 1.0 CLE

Recently, there has been increased SEC guidance, scrutiny and enforcement surrounding reporting and disclosure requirements for public companies.  The SEC has, along with other actions, provided guidance to limit non-GAAP reporting, utilized disclosure to regulate social issues, from climate change to the use of conflict minerals, and adopting the final pay ratio disclosure rule.  More

  • On-demand
  •  COA, 1.5 CLE

An Analysis of the New Financial Market Technologies will review in detail the new technologies being used in today’s modern financial markets including blockchain, robo-advisers, the Cloud, HFT, AI/machine learning, natural language processing and fraud detection.

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  • On-demand
  •  COA, 1.5 CLE

Financing commercial real estate transactions on a nonrecourse basis has become common practice in virtually all jurisdictions in the US.   But lenders typically mitigate the risk associated with issuing nonrecourse debt by requiring a creditworthy entity or individual to personally guaranty either the lender’s losses or the entire debt when certain events take place.

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  • On-demand
  •  General COA, 1.0 CLE

Financial services firms face stringent – and constantly changing – regulatory requirements.  Due to the nature of this regulatory landscape, these companies must regularly conduct internal investigations to ensure they remain in compliance with applicable laws. More

  • On-demand
  •  General COA, 1.0 CLE

The JOBS Act contains various provisions designed to encourage and help emerging-growth companies (EGCs) to go public.  The Act has decreased lead times, permitted confidential filings, and opened up investment opportunities to these smaller but fast growing companies. More

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